Banking, capital market and investment law
We advise domestic and foreign corporations, financial service providers and investment funds not only on all issues of stock corporation, capital market, banking and investment law, but also assist them, for example, in going public or delisting. Our advisory topics are:
- Stock exchange listing and delisting
- Corporate Governance Code
- Legal support for general meetings of listed companies
- Advice on share and securities issues
- Employee participation schemes
- Advice under the Securities Trading Act (insider law, reporting requirements, director's dealing, ad hoc publicity)
- Bonds / government financing
- Financial instruments
- Securitisation of receivables
- Venture capital and mezzanine financing
- Project financing
- Advice to credit institutions and financial service providers in the entire spectrum of private and corporate banking
- Banking and insurance supervisory law
- Licensing for banks, insurance companies, payment service providers, leasing and
- securities services companies
- Investment company law, including advice under the German Investment Code (KAGB) and the German Investment Tax Act (including compliance for capital management companies)
- Launch and management of open-ended and closed-ended real estate and securities funds (OGAW and AIF) for private and institutional investors
- Advice on sustainability issues (Sustainability / ESG), e. g. within the scope of the Disclosure or the Taxonomy Ordinance for financial market participants
- Support in the preparation of securities and asset investment prospects, approval procedures at BaFin
